Governance, Systems and Controls
Build robust corporate governance, internal financial controls, and enterprise risk management frameworks to meet SEBI listing requirements.
Build robust corporate governance, internal financial controls, and enterprise risk management frameworks to meet SEBI listing requirements.
Key Features
Early planning for Board of Directors and committees
Establishment of robust IFC (Internal Financial Controls)
Enterprise Risk Management (ERM) framework setup
Strengthening of overall systems and controls
Acceleration of financial reporting timelines
Secretarial healthcheck and remediations
Audit committee and nomination committee setup
Whistle-blower and related party transaction policies
Our Process
1
Board Planning
Plan the composition of the Board and key committees per SEBI guidelines
2
IFC & ERM Setup
Design and implement Internal Financial Controls and an ERM framework
3
Secretarial Review
Conduct a secretarial healthcheck and remediate non-compliances
4
Policy Implementation
Implement required SEBI/Companies Act policies and reporting mechanisms
Benefits
- ✓SEBI-ready governance structure before filing
- ✓Reduced risk of regulatory objections
- ✓Stronger investor confidence from day one
- ✓Accelerated financial close and reporting
- ✓Lower risk of post-listing compliance failures
- ✓Protected directors and management from liability